Regulatory Compliance

A Trusted Partner. Offering Solutions.

We know change happens and expectations vary with the seasons. With the ever-shifting regulatory environment and examiner’s penalties for noncompliance reaching new heights, you deserve a reliable partner you can trust. HORNE delivers leading-edge compliance and risk management solutions to institutions all sizes. Our services are far beyond a simple checklist of tasks. Our team of industry experts brings decades of experience in banking and financial services compliance.

We offer auditing and consulting services for banks to assist with all manner of regulatory compliance matters including full testing of deposit and lending compliance as well as targeted monitoring compliance services (for example, quarterly reviews over HMDA, CRA, TRID, and Fair Lending). We also offer risk assessments for regulatory compliance and BSA/AML/OFAC so that your institution can allocate resources to effectively manage risk. We also offer comprehensive BSA/AML/OFAC testing as well as in-depth guidance on common trouble areas, such as suspicious activity reporting and enhanced due diligence demands.

Prioritizing your growth using industry research and experience. 

We know we’re not the only one in this business, and it’s easy for similar firms to look the same. So, what’s the difference? At HORNE, we stay informed on regulatory issues so you can focus on growth. We don’t mind putting in the extra work to see meaningful results, and we work hard to tailor each experience to the client we’re serving. At HORNE, we believe collaboration is the key to a strong compliance management system. We maintain great relationships with regulators throughout the region, and we strive to be available to our clients to research, consult, and answer questions so that your compliance program can succeed.

We want to add value – not waste your time. Our regulatory compliance and BSA team combine years of risk management, industry experience and subject matter expertise. Our focus is to help your team identify areas of enhancement and opportunity and advance your ongoing compliance efforts.

Let us serve you! Our experienced team can help you address regulations and requirements including: 

Compliance Risk Assessments

Lending Regulatory Compliance

Deposit Regulatory Compliance

General Regulatory Compliance

BSA/AML/OFAC Compliance Audits

Bank Secrecy Act Risk Assessments

Compliance Management System Review

Insights and
Resources

HORNE ranked in Top 100 by INSIDE Public Accounting

INSIDE Public Accounting has ranked HORNE number 29 on the Top 500 Firms list for...

READ MORE

Accounting Today ranked HORNE in top 30 accounting firms in the U.S. in 2024

HORNE has been named one of the top 30 accounting firms in the U.S. by industry publication Accounting...

READ MORE

Why bad culture is scarier than a hard conversation

We work with enough leaders like you to know that hard conversations are scary in their own way. You probably wouldn’t use the word “scary,”...

READ MORE

How to make hard conversations easier

How do you feel when you know you’ve got to have a hard conversation with...

READ MORE

This one mistake can cause most of your turnover

Have you ever felt unappreciated? What was the situation? How did that impact you? Whether you’re aware of it or not, appreciation is a deep...

READ MORE

How Strategic Planning Can Help You Hire and Keep Good People

We hear it all the time: it’s hard to hire and keep people. There is obviously truth to...

READ MORE

READ MORE OF OUR LATEST THINKING

SUBSCRIBE FOR INSIGHTS.
SEE AROUND CORNERS.

Cybersecurity

Reduce exposure to cybersecurity threats. Stay ahead of the ever-changing regulatory requirements and strengthen your cybersecurity posture.


READ MORE

Talk to an expert today.